Unclaimed
Charlotte Ann Ridgway is a registered representative with Fidelity Brokerage Services LLC. Charlotte has been in the industry for a short time, having passed her Series 7TO, Series 63 and SIE exams in the past year. She is licensed in all states to provide investment advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
03/28/2024 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BC
Issued 04/09/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/22/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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