Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charlotte? Claim Your ProfileCharlotte Roper is a financial advisor in Venice, FL and has been in the industry since February 13, 2005. Charlotte is currently registered with J.P. Morgan Securities LLC and has been with the firm since July 1, 2013. Prior to that, Charlotte was registered with Edward Jones, LPL Financial Corporation, and U.S. Bancorp Investments, Inc. Charlotte is also a licensed representative for the firm's Investment Advisory services and offers financial planning and portfolio management for businesses and individuals. Charlotte is registered in several states, including Florida, California, Colorado, Georgia, Illinois, Indiana, Kansas, Kentucky, Maine, Massachusetts, Michigan, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, Tennessee, and Wisconsin. Charlotte has also worked with Primerica Financial Services, PFS Investments Inc., Regions Bank, and Suncoast Credit Union.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
09/19/2018 - Present
J.p. Morgan Securities LLC (VENICE FL)
FL
09/28/2017 - 08/22/2018
CUNA BROKERAGE SERVICES, INC. (PORT CHARLOTTE FL)
FL
01/05/2017 - 09/01/2017
CETERA INVESTMENT SERVICES LLC (NEW PORT RICHEY FL)
FL
10/25/2016 - 12/27/2016
PFS INVESTMENTS INC. (PUNTA GORDA FL)
FL
07/26/2016 - 09/14/2016
VALIC FINANCIAL ADVISORS, INC. (VENICE FL)
KY
07/01/2013 - 08/04/2016
J.P. MORGAN SECURITIES LLC (LEXINGTON KY)
KY
09/10/2010 - 07/18/2012
EDWARD JONES (LEXINGTON KY)
KY
09/09/2008 - 09/20/2010
LPL FINANCIAL CORPORATION (RICHMOND KY)
KY
02/22/2007 - 09/10/2008
U.S. BANCORP INVESTMENTS, INC. (BEREA KY)
KY
07/06/2005 - 02/06/2007
CHASE INVESTMENT SERVICES CORP. (LEXINGTON KY)
IL
11/24/2003 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 01/24/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/21/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/20/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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