Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charlie? Claim Your ProfileCharlie Riyad Saman is a financial advisor who has been in the industry since April 18, 2000. Charlie is currently registered with Morgan Stanley in Texas, where Charlie is licensed to provide investment advice. Charlie holds several securities licenses including Series 6, 7, 31, and 63. Charlie also holds the Series 65 license for Investment Advisor Representatives. Charlie was previously registered with CITIGROUP GLOBAL MARKETS INC. and VAN KAMPEN FUNDS INC. Charlie is a dedicated financial advisor who has helped many clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
06/01/2009 - Present
Morgan Stanley (Houston TX)
TX
08/31/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SUGARLAND TX)
TX
03/23/2000 - 08/03/2000
VAN KAMPEN FUNDS INC. (HOUSTON TX)
IA
Issued 10/05/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 05/30/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/22/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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