Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charlie? Claim Your ProfileCharlie Pesiridis is a financial advisor with over 15 years of experience in the financial services industry. Charlie is registered with Cambridge Investment Research Advisors, Inc. in both Iowa and New Hampshire. Charlie has held previous roles with Santander Securities LLC, GWFS Equities, Inc., Putnam Retail Management Limited Partnership, Ameriprise Financial Services, Inc., and Fidelity Brokerage Services LLC. Charlie has a broad range of experience in the financial services industry and is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IA
08/19/2022 - Present
Cambridge Investment Research Advisors, Inc. (Fairfield IA)
MA
08/22/2019 - 03/17/2021
SANTANDER SECURITIES LLC (Dorchester MA)
MA
01/13/2015 - 04/15/2019
GWFS EQUITIES, INC. (ANDOVER MA)
MA
08/28/2014 - 10/02/2015
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)
MA
03/12/2009 - 08/29/2014
GWFS EQUITIES, INC. (ANDOVER MA)
NH
09/23/2008 - 10/10/2008
AMERIPRISE FINANCIAL SERVICES, INC. (BEDFORD NH)
NH
07/16/2007 - 08/06/2008
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
RI
10/20/1998 - 05/10/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
RI
07/08/1996 - 10/20/1998
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
BOTH
Issued 06/03/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/17/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/19/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/09/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2007
Series 7 - General Securities Representative Examination
BC
Issued 07/05/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Charlie Pesiridis is the right advisor for you? Invested Better is here to help.
