Unclaimed
Charlie Max Bogan is a financial advisor with over 10 years of experience in the financial services industry. Charlie is currently registered with BOK Financial Securities, Inc. in Dallas, Texas. Charlie has previously worked at Frost Brokerage Services, Inc. and Wells Fargo Investments, LLC. Charlie is a Series 63, 66, 7, and SIE licensed professional. Charlie is also a registered representative in Texas. Charlie's areas of specialization include Financial Planning, Portfolio Management, and Education Seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/01/2017 - Present
BOK Financial Securities, Inc. (Dallas TX)
TX
02/04/2013 - 04/03/2017
FROST BROKERAGE SERVICES, INC. (SAN ANTONIO TX)
TX
02/27/2006 - 05/01/2007
WELLS FARGO INVESTMENTS, LLC (ARLINGTON TX)
BC
Issued 04/24/2013
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/10/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Charlie Bogan is the right advisor for you? Invested Better is here to help.