Unclaimed
Charlie Pennington is a registered representative with Nylife Securities LLC in Moses Lake, WA. Charlie has been in the financial services industry since 2020. Charlie has a Series 63, Series 6TO, and SIE license. Charlie is registered in Washington and Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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WA
02/28/2020 - Present
Nylife Securities LLC (MOSES LAKE WA)
BC
Issued 06/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/14/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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