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Charlie George

National Financial Services LLC

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About Charlie George

Charlie George is a financial professional with over 20 years of experience in the industry. Charlie has held positions with firms such as Raymond James & Associates, Inc. and AXA Advisors, LLC. Charlie is currently registered with National Financial Services LLC, Fidelity Distributors Co. LLC, Fidelity Prime Financing, Digital Brokerage Services LLC, Green Pier Fintech LLC and Fidelity Brokerage Services LLC. Charlie has passed several industry exams including Series 6, 7, 24, 63, and 66. Charlie is dedicated to providing clients with comprehensive financial advice and guidance.

Firm Information

Charlie George is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charlie George’s Registration & Firm History

NC

09/05/2024 - Present

National Financial Services LLC (DURHAM NC)

FL

02/11/2004 - 04/26/2005

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

NY

03/06/2002 - 06/17/2003

AXA ADVISORS, LLC (NEW YORK NY)

MD

08/21/2000 - 05/21/2001

T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)

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Licenses & Designations

BOTH

Issued 03/20/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/21/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/29/2024

Series 24 - General Securities Principal Examination

BC

Issued 03/30/2024

Series 7TO - General Securities Representative Examination

BC

Issued 03/05/2002

Series 7 - General Securities Representative Examination

BC

Issued 07/10/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Charlie George.
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