Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charley? Claim Your ProfileCharley Roberts is a registered investment advisor with Next Financial Group, Inc., specializing in providing financial advice to individuals and families. With over 20 years in the industry, Charley has a strong understanding of the financial markets and a commitment to helping clients achieve their financial goals. Charley has experience working with a variety of clients including individuals, families, corporations, and charities. Charley has a strong understanding of investment strategies and is dedicated to providing clients with personalized financial planning and portfolio management services. Charley holds a Series 6, 7TO, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar/workshop attendance fees
1
2
CA
12/22/2023 - Present
Next Financial Group, Inc. (Roseville CA)
CA
07/23/2013 - 08/10/2018
VALIC FINANCIAL ADVISORS, INC. (ROSEVILLE CA)
TN
11/18/2010 - 06/24/2013
SUNTRUST INVESTMENT SERVICES, INC. (LAVERGNE TN)
TN
03/12/2004 - 11/16/2009
LEGEND EQUITIES CORPORATION (SMYRNA TN)
GA
08/01/2000 - 03/12/2004
FSC SECURITIES CORPORATION (ATLANTA GA)
CA
06/28/1999 - 08/02/2000
IRM DISTRIBUTORS, INC. (CARPINTERIA CA)
IA
Issued 11/05/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/25/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Charley Roberts is the right advisor for you? Invested Better is here to help.
