Unclaimed
Charley Michelle Baruth is a financial advisor with Fidelity Brokerage Services LLC. Charley is registered with the Financial Industry Regulatory Authority (FINRA) and has been active in the industry since July 2020. Charley holds the Series 7, 63, and SIE licenses. Charley is currently registered in 13 states: District of Columbia, Florida, Georgia, Illinois, Maryland, Michigan, Minnesota, New Jersey, New York, North Carolina, Ohio, Pennsylvania and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
07/03/2020 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 07/24/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2020
Series 7TO - General Securities Representative Examination
BC
Issued 05/28/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Charley Baruth is the right advisor for you? Invested Better is here to help.