Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Zheng is a financial advisor with over 13 years of experience in the financial services industry. Charles is currently registered with Wells Fargo Clearing Services, LLC. Charles is also registered as an Investment Advisor Representative (IAR) in California and Texas. Charles has held previous positions at J.P. Morgan Securities LLC, Chase Investment Services Corp., Morgan Stanley Smith Barney, and Wells Fargo Investments, LLC. Charles has a strong background in providing financial advice to a wide range of clients, including high-net-worth individuals, corporations, and institutions. Charles is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/26/2016 - Present
Wells Fargo Clearing Services, LLC (WALNUT CREEK CA)
CA
10/01/2012 - 04/16/2015
J.P. MORGAN SECURITIES LLC (DUBLIN CA)
CA
06/16/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DUBLIN CA)
CA
06/04/2010 - 06/20/2011
MORGAN STANLEY SMITH BARNEY (WALNUT CREEK CA)
CA
08/22/2008 - 03/19/2010
WELLS FARGO INVESTMENTS, LLC (OAKLAND CA)
BOTH
Issued 09/04/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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