Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Zhao is a securities professional with experience in the financial industry. Charles is currently registered with Blackstone Securities Partners LP, a firm specializing in investment banking services. Charles previously held a position with Nomura Securities International, Inc. Charles holds the Series 63, Series 79, and SIE licenses. Charles is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/07/2021 - Present
Blackstone Securities Partners LP (NEW YORK NY)
NY
07/23/2018 - 09/15/2020
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 07/25/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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