Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Young-gyu Lee is a financial professional with over 20 years of experience in the securities industry. Charles is currently registered with Natixis Securities Americas LLC and has held previous positions with Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC, Deutsche Bank Securities Inc. and J.P. Morgan Securities Inc. Charles is a Series 7, Series 10, Series 24, Series 63, Series 79 and SIE licensed professional. Charles is registered in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/28/2023 - Present
Natixis Securities Americas LLC (NEW YORK NY)
NY
09/26/2014 - 10/01/2021
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/01/2010 - 08/19/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
03/07/2007 - 08/02/2010
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
12/18/1998 - 02/08/2007
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 12/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/10/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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