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Charles Xavier Morlock

Citizens Securities, Inc.

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About Charles Xavier Morlock

Charles Morlock is a financial advisor with over 20 years of experience in the industry. Currently, Charles Morlock is registered with Citizens Securities, Inc. Charles Morlock has also been registered with Charles Schwab & Co., Inc., TD Ameritrade, Inc., Ameriprise Financial Services, Inc. and IDS Life Insurance Company in the past. Charles Morlock is a Series 7, Series 9, Series 10, Series 24 and SIE licensed professional. Charles Morlock is also licensed in Delaware, New Jersey and Pennsylvania.

Firm Information

Charles Morlock is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Charles Morlock’s Registration & Firm History

PA

02/05/2024 - Present

Citizens Securities, Inc. (Fort Washington PA)

NJ

01/25/2022 - 01/29/2024

CHARLES SCHWAB & CO., INC. (Marlton NJ)

NJ

01/02/2009 - 12/20/2023

TD AMERITRADE, INC. (Marlton NJ)

NJ

10/10/2003 - 12/23/2008

AMERIPRISE FINANCIAL SERVICES, INC. (VOORHEES NJ)

MN

10/10/2003 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 10/13/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/19/2022

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/12/2021

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 07/12/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/08/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles Xavier Morlock.
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