Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Wurdack has been in the financial services industry since 1999 and is currently an Investment Advisor Representative with Cetera Investment Advisers LLC. Charles has worked with many firms throughout his career including Key Investment Services LLC, Thurston Springer Financial, Ameriprise Financial Services, Inc., and Capital One Investing, LLC. Charles has a broad range of experience with securities and investment products, including mutual funds, stocks, bonds, and variable annuities. Charles is committed to providing clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
06/29/2023 - Present
Cetera Investment Advisers LLC (WESTLAKE OH)
OH
12/22/2020 - 08/12/2022
KEY INVESTMENT SERVICES LLC (BROOKLYN OH)
IN
01/07/2020 - 12/04/2020
THURSTON SPRINGER FINANCIAL (INDIANAPOLIS IN)
MN
11/19/2018 - 12/31/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)
DE
02/08/2017 - 07/12/2017
CAPITAL ONE INVESTING, LLC (WILMINGTON DE)
PA
10/03/2015 - 01/06/2017
PNC INVESTMENTS (SOUTHPOINTE PA)
FL
10/25/2010 - 03/14/2014
HIGHTOWER SECURITIES, LLC (PALM BEACH GARDENS FL)
CT
01/23/2007 - 10/25/2010
GE INVESTMENT DISTRIBUTORS, INC (STAMFORD CT)
CT
10/01/1995 - 10/17/1996
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
WA
01/01/1990 - 10/01/1995
RELIASTAR FINANCIAL MARKETING CORP. (SEATTLE WA)
NA
01/08/1985 - 11/25/1987
FINANCIAL ESTATE PLANNING, INC.
NA
06/25/1984 - 12/14/1984
FIRST AMERICAN NATIONAL SECURITIES, INC.
BOTH
Issued 5/10/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 4/23/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 9/26/2007
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 7/12/2017
SIE - Securities Industry Essentials Examination
BC
Issued 1/22/2007
Series 7 - General Securities Representative Examination
BC
Issued 6/22/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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