Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Dillon is a registered investment advisor representative. Charles has been in the industry since 1987. Charles is currently employed at Great Lakes Advisors, LLC and has been since 2011. In the past, Charles was employed at several other firms including Wayne Hummer Investments LLC, AccessAlpha Worldwide LLC, ING Investment Management Services LLC, FAM Distributors, Inc, The Feldman Investment Group, Inc, Shearson Lehman Hutton Inc, and Thomson McKinnon Securities Inc. Charles is licensed to sell securities in Illinois. Charles specializes in Portfolio Management for Individuals, Portfolio Management for Businesses, Portfolio Management for Investment Companies, and Portfolio Management for Pooled Investment Vehicles. Charles offers financial planning and selection of other advisers. Great Lakes Advisors, LLC has offices in Chicago, IL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Fulcrum fee; asset-based fee contingent on performance
1
2
IL
07/26/2011 - Present
Great Lakes Advisors, LLC (CHICAGO IL)
IL
07/25/2011 - 04/24/2015
WAYNE HUMMER INVESTMENTS L.L.C. (CHICAGO IL)
IL
03/31/2010 - 07/27/2011
ACCESSALPHA WORLDWIDE LLC (EVANSTON IL)
NY
04/02/2007 - 08/21/2008
ING INVESTMENT MANAGEMENT SERVICES LLC (NEW YORK NY)
NY
04/02/1997 - 10/16/2006
FAM DISTRIBUTORS, INC. (NEW YORK NY)
IL
11/03/1989 - 08/08/1995
THE FELDMAN INVESTMENT GROUP, INC. (CHICAGO IL)
NY
11/08/1988 - 05/02/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NY
05/26/1983 - 11/22/1988
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
IA
Issued 04/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2015
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1983
Series 5 - Interest Rate Options Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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