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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Rowell is an investment advisor representative with Cetera Investment Advisers LLC. Charles has been in the industry since 1998 and holds the Series 6, 7, 63 and 65 licenses. Charles has experience with Cetera Investment Services LLC and PNC INVESTMENTS. Charles specializes in working with high net worth individuals, charitable organizations, pension and profit sharing plans, corporations or other businesses, and individuals other than high net worth. Charles provides financial planning, pension consulting, educational seminars, and selection of other advisors. Charles is registered to offer investment advice in Alabama, Arkansas, Florida, Georgia, Michigan, Mississippi, and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
02/10/2015 - Present
Cetera Investment Advisers LLC (LIVINGSTON AL)
AL
03/19/2012 - 02/03/2015
PNC INVESTMENTS (PRATTVILLE AL)
AL
08/02/2010 - 03/05/2012
NBC SECURITIES, INC. (MILLBROOK AL)
AL
02/13/2007 - 07/28/2010
MORGAN KEEGAN & COMPANY, INC. (MONTGOMERY AL)
AL
01/12/2005 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (SELMA AL)
FL
06/12/2000 - 01/10/2005
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NY
12/07/1998 - 06/28/2000
AXA ADVISORS, LLC (NEW YORK NY)
NY
12/07/1998 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 08/25/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/24/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1999
Series 7 - General Securities Representative Examination
BC
Issued 12/01/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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