Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles McNeilly is a financial professional with over 20 years of experience in the industry. He has held various positions at several financial institutions, including Ferris, Baker Watts, LLC, CITIGROUP GLOBAL MARKETS INC., and VOYA FINANCIAL ADVISORS, INC. Charles currently holds a Series 63, Series 66, Series 7, Series 10, Series 9, Series 14, Series 24, Series 27, and Series 31 license. Charles is registered with Cetera Investment Advisers LLC and holds several registrations in various states, including Arizona, California, Delaware, District of Columbia, Florida, Georgia, Louisiana, Maryland, Massachusetts, North Carolina, Tennessee, and Virginia. He is active in the community and serves as a Board Member for Services from the Heart, a non-profit organization.
Severna Park, MD
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
06/29/2023 - Present
Cetera Investment Advisers LLC (Severna Park MD)
MD
06/17/2014 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (Severna Park MD)
MD
03/13/2009 - 03/14/2014
RBC CAPITAL MARKETS, LLC (BALTIMORE MD)
MD
02/25/2004 - 03/13/2009
FERRIS, BAKER WATTS, LLC (BALTIMORE MD)
NY
12/04/2003 - 03/05/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MD
12/18/2002 - 04/10/2003
ALLFIRST BROKERAGE CORPORATION (BALTIMORE MD)
BOTH
Issued 2/15/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/14/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/23/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 8/27/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 8/22/2006
Series 14 - Compliance Officer Examination
BC
Issued 7/13/2006
Series 27 - Financial and Operations Principal Examination
BC
Issued 7/9/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 12/17/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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