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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles McNeilly is a financial advisor at Cetera Investment Advisers LLC. Charles has been in the financial services industry since 2003 and has experience working with individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Charles offers a variety of services, including financial planning, portfolio management, and pension consulting. Charles has a strong understanding of the financial markets and is committed to helping clients achieve their financial goals. Charles is registered with the Securities and Exchange Commission (SEC) as an investment advisor representative (IAR).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
06/29/2023 - Present
Cetera Investment Advisers LLC (Severna Park MD)
MD
06/17/2014 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (Severna Park MD)
MD
03/13/2009 - 03/14/2014
RBC CAPITAL MARKETS, LLC (BALTIMORE MD)
MD
02/25/2004 - 03/13/2009
FERRIS, BAKER WATTS, LLC (BALTIMORE MD)
NY
12/04/2003 - 03/05/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MD
12/18/2002 - 04/10/2003
ALLFIRST BROKERAGE CORPORATION (BALTIMORE MD)
BOTH
Issued 02/15/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/14/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/27/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/22/2006
Series 14 - Compliance Officer Examination
BC
Issued 07/13/2006
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/09/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 12/17/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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