Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Knowlton has been in the financial industry since 1981. He works for Robert W. Baird & Co. Inc. in Charleston, South Carolina and has been with the firm since 2010. Before joining the firm, Charles worked at Morgan Stanley Smith Barney, Citigroup Global Markets Inc., The Robinson-Humphrey Company, LLC, Prudential Securities Incorporated, and The Robinson-Humphrey Company Inc. Charles is a licensed Broker/Dealer and Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
SC
08/23/2010 - Present
Robert W. Baird & Co. Inc. (Charleston SC)
SC
06/01/2009 - 08/27/2010
MORGAN STANLEY SMITH BARNEY (CHARLESTON SC)
SC
01/02/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHARLESTON SC)
GA
05/15/1998 - 01/02/2002
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
NY
07/20/1995 - 05/19/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
GA
12/11/1981 - 07/05/1995
THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)
IA
Issued 05/23/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/18/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1983
Series 3 - National Commodity Futures Examination
BC
Issued 11/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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