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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Stockbridge is a financial advisor with B. Riley Wealth Advisors, Inc. Charles has been in the financial services industry since 1981 and has a wide range of experience in providing investment advice to individuals, businesses, and institutions. Charles holds the Series 6, 7, 22, 63, and 65 licenses, as well as the SIE exam. Charles is registered to provide investment advice in 25 states, including Massachusetts, Texas, and California. Charles is also a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
09/19/2022 - Present
B. Riley Wealth Advisors, Inc. (Mattapoisett MA)
MA
02/01/2013 - 09/20/2022
MOORS & CABOT, INC. (NORWELL MA)
MA
12/12/2001 - 02/11/2013
JANNEY MONTGOMERY SCOTT LLC (NORWELL MA)
MA
01/02/1990 - 12/19/2001
TUCKER ANTHONY INCORPORATED (BOSTON MA)
MA
03/19/1985 - 12/04/1989
COMMONWEALTH EQUITY SERVICES, INC. (WALTHAM MA)
NA
11/06/1984 - 03/11/1985
CARDELL & ASSOCIATES, INCORPORATED
NA
05/04/1981 - 11/16/1984
MBA EQUITY INVESTMENT CORPORATION
IA
Issued 12/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
BC
Issued 03/17/1982
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/01/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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