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Charles William Stier

Fidelity Brokerage Services LLC

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About Charles William Stier

Charles William Stier is a financial advisor with over 25 years of experience in the industry. Currently, Charles is registered with Fidelity Brokerage Services LLC in Smithfield, Rhode Island. Prior to joining Fidelity Brokerage Services LLC, Charles was a registered representative with Voya Financial Partners, LLC and Voya Financial Advisors, Inc. in Windsor, Connecticut. Charles has a strong background in the financial services industry, and holds the Series 6, Series 7, Series 26, and SIE licenses.

Firm Information

Charles Stier is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charles Stier’s Registration & Firm History

RI

11/09/2021 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

CT

03/05/2015 - 09/15/2021

VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)

CT

06/04/2012 - 03/05/2015

VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)

MA

07/11/2000 - 06/04/2012

ING FINANCIAL ADVISERS, LLC (WALTHAM MA)

MA

09/12/1997 - 05/23/2000

PUTNAM RETAIL MANAGEMENT, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 07/16/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/27/2010

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/09/2001

Series 7 - General Securities Representative Examination

BC

Issued 09/11/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Charles William Stier.
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