Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles William Shelar is a registered representative with B.b. Graham & Company, Inc. based in Orange, CA. Charles has been in the financial industry since 2000 and previously held positions at Quest Capital Strategies, Inc., National Financial Services LLC, and Fidelity Brokerage Services LLC. Charles holds several industry licenses including Series 4, 6, 7, 8, 24, and 63. Charles's firm provides a variety of financial services including financial planning, portfolio management for individuals, selection of other advisers, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
10/14/2019 - Present
B.b. Graham & Company, Inc. (ORANGE CA)
CA
05/31/2018 - 10/15/2019
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
TX
01/06/2016 - 07/12/2017
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
11/17/2006 - 12/11/2008
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
07/21/2000 - 11/17/2006
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
RI
01/31/2000 - 07/24/2000
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
09/02/1993 - 12/03/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 09/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2021
Series 4 - Registered Options Principal Examination
BC
Issued 10/13/2019
Series 24 - General Securities Principal Examination
BC
Issued 07/23/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2016
Series 7 - General Securities Representative Examination
BC
Issued 09/01/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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