Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles W. Potts is a financial advisor in Oklahoma City, OK. Charles has been a financial advisor since 1987. Charles holds FINRA Series 6, 7, 24, and 63 licenses. Charles is a registered investment advisor and has also passed the Uniform Investment Adviser Law Examination (Series 65). Currently, Charles is registered with MML Investors Services, LLC and has been with the firm since March 1996. Charles is a long-time veteran of the financial services industry and has a diverse background with experience in insurance, and business management. Charles is also a member of the Oklahoma County Republican Party Executive Committee and a board member of the Medera Park Homeowners Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
OK
06/09/2000 - Present
MML Investors Services, LLC (OKLAHOMA CITY OK)
NA
10/10/1994 - 03/01/1996
G. R. PHELPS & CO., INC.
WI
10/26/1987 - 12/22/1992
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
IA
Issued 05/10/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/23/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Charles Potts is the right advisor for you? Invested Better is here to help.
