Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Mason is a financial advisor with over 30 years of experience in the industry. Charles is currently registered with Mason & Associates, Inc. and holds a Series 63, Series 7TO, SIE and Series 1 license. Charles is a Certified Financial Planner and has a specialization in financial planning, portfolio management for individuals and selection of other advisors. Charles has previously been registered with several other firms, including Mutual Securities, Inc., Cambridge Investment Research, Inc., Transamerica Financial Advisors, Inc., Financial Network Investment Corporation, Travelers Equities Sales, Inc., and University Securities Corporation. Charles has experience working with a range of clients, including high-net-worth individuals, charitable organizations, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/14/2022 - Present
Mason & Associates, Inc. (LOS ANGELES CA)
CA
12/07/2015 - 12/22/2021
MUTUAL SECURITIES, INC. (Los Angeles CA)
CA
11/02/2006 - 12/17/2015
CAMBRIDGE INVESTMENT RESEARCH, INC. (LOS ANGELES CA)
CA
09/15/1994 - 11/02/2006
TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)
CA
09/26/1983 - 09/17/1994
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NA
06/01/1971 - 08/22/1989
TRAVELERS EQUITIES SALES, INC.
NA
09/04/1979 - 08/22/1983
UNIVERSITY SECURITIES CORPORATION
BC
Issued 10/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1971
Series 1 - Registered Representative Examination
Active
Inactive
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