Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Keeley is an investment advisor representative with Raymond James Financial Services Advisors, Inc. Charles has been in the financial industry for over 8 years and holds a variety of securities licenses including Series 66, Series 63, Series 9, Series 10, Series 7 and the SIE exam. Charles has worked with various firms in the past including Fidelity Brokerage Services LLC, J.P. Morgan Securities LLC, Northwestern Mutual Investment Services, LLC and Ameriprise Financial Services, Inc. Charles is also a business owner with a focus on government contracts through Keeley Integrated Services & Solutions LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
06/03/2024 - Present
Raymond James Financial Services Advisors, Inc. (SAINT PETERSBURG FL)
FL
03/28/2018 - 09/12/2023
FIDELITY BROKERAGE SERVICES LLC (CLEARWATER FL)
TX
08/16/2017 - 02/02/2018
J.P. MORGAN SECURITIES LLC (COLLEYVILLE TX)
TX
01/20/2015 - 07/21/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (FORT WORTH TX)
TX
07/16/2014 - 09/18/2014
AMERIPRISE FINANCIAL SERVICES, INC. (PLANO TX)
BOTH
Issued 10/30/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/03/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/30/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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