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Charles William Harris

First Georgetown Securities, Inc.

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About Charles William Harris

Charles William Harris is a registered investment advisor representative with First Georgetown Securities, Inc.. Charles has been in the securities industry for over 40 years, with experience in brokerage, investment advising, and financial planning. He is licensed in multiple states including Virginia, Maryland, District of Columbia, Massachusetts, New York, Oklahoma and California. Charles holds Series 7, 24, 27, 63, 65, 82TO, 99TO and SIE licenses and is a member of FINRA. He is a Registered Investment Advisor Representative and a Registered Representative in the state of Virginia.

Firm Information

Charles Harris is currently registered with First Georgetown Securities, Inc.. First Georgetown Securities, Inc. is a Corporation headquartered in Washington, D.C. with a main office in Washington, D.C. The firm was formed on 05/01/1975 and has been approved by the SEC to operate as an investment adviser. First Georgetown Securities, Inc. provides portfolio management for individuals. The firm manages approximately $90,396,641 in regulatory assets under management.

$90.40M

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Charles Harris’s Registration & Firm History

VA

06/27/2019 - Present

First Georgetown Securities, Inc. (ALEXANDRIA VA)

NA

10/06/1981 - 03/09/1982

FIRST JERSEY SECURITIES, INC.

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Licenses & Designations

IA

Issued 06/18/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/05/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/01/1994

Series 27 - Financial and Operations Principal Examination

BC

Issued 12/21/1982

Series 24 - General Securities Principal Examination

BC

Issued 05/03/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/22/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles William Harris.
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