Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles William Gillingham is a financial advisor with over 25 years of experience in the industry. Charles is currently registered with Raymond James & Associates, Inc. and holds a Series 63, 65, 7, and SIE licenses. Charles previously worked at BB&T Securities, LLC, Wells Fargo Advisors, LLC, Wachovia Securities, Inc., First Union Brokerage Services, Inc., and Dean Witter Reynolds Inc. Charles is registered to provide investment advice in 42 states and the District of Columbia. Charles specializes in providing financial planning, portfolio management, and other advisory services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/21/2020 - Present
Raymond James & Associates, Inc. (Saint Augustine FL)
FL
08/29/2014 - 12/23/2020
BB&T SECURITIES, LLC (St. Augustine FL)
FL
06/17/2003 - 09/08/2014
WELLS FARGO ADVISORS, LLC (ST. AUGUSTINE FL)
MO
10/01/2000 - 01/06/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
01/28/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
10/06/1994 - 06/24/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 06/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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