Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles William Forsyth is a financial advisor with over 20 years of experience in the industry. Charles is currently registered as a Registered Representative and Investment Advisor Representative with Raymond James Financial Services Advisors, Inc. in Charlotte, NC. Previously, Charles was also registered with several other firms including Ivy Distributors, Inc. and Waddell & Reed in Overland Park, KS. Charles is a Certified Financial Planner and offers a wide range of financial services to individuals, businesses, and institutions, including financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
06/11/2024 - Present
Raymond James Financial Services Advisors, Inc. (Charlotte NC)
KS
12/27/2016 - 04/30/2021
IVY DISTRIBUTORS, INC. (OVERLAND PARK KS)
KS
12/27/2016 - 04/20/2021
WADDELL & REED (OVERLAND PARK KS)
PA
06/13/2008 - 11/28/2016
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
MA
02/20/2001 - 06/02/2008
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
NY
11/10/1999 - 02/08/2001
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NY
07/29/1999 - 12/02/1999
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 05/03/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/26/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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