Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Dunn is a financial advisor who is currently registered with Ska Securities, Inc. Charles has over 24 years of experience in the financial services industry. Charles previously worked for Sutter Securities Inc. and Bruce A. Lefavi Securities, Inc. Charles is registered to provide securities and investment advice in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
01/04/2022 - Present
SKA Securities, Inc. (FAIRVIEW PARK OH)
UT
10/17/2020 - 07/08/2022
BRUCE A. LEFAVI SECURITIES, INC. (SALT LAKE CITY UT)
FL
06/22/2022 - 07/01/2022
ALTSOURCED SOLUTIONS, LLC (LAKEWOOD RANCH FL)
CT
03/02/2022 - 06/16/2022
STRONG CAPITAL MARKETS, LLC (STAMFORD CT)
IN
04/26/2018 - 03/01/2022
FIRST PALLADIUM, LLC (FORT WAYNE IN)
CA
11/14/2018 - 02/17/2021
BOUSTEAD SECURITIES, LLC (IRVINE CA)
IN
09/27/2019 - 10/19/2020
MORRIS GROUP, INC. (INDIANAPOLIS IN)
AZ
03/20/2018 - 04/19/2018
TAG WEALTH MANAGEMENT, LLC (PHOENIX AZ)
NY
04/04/2017 - 09/20/2017
CFI SECURITIES (NEW YORK NY)
OR
11/04/2013 - 11/30/2016
J.W. MILLEGAN, INC. (MCMINNVILLE OR)
CA
09/02/2014 - 07/29/2016
AVIOR CAPITAL, LLC (SAN DIEGO CA)
WA
03/14/2016 - 05/19/2016
MERIDIAN CAPITAL LLC (SEATTLE WA)
OR
10/15/2014 - 04/01/2016
INVESTMENT VISA CONSULTANTS, LLC (LAKE OSWEGO OR)
CA
12/17/2013 - 07/29/2015
TCFG WEALTH MANAGEMENT, LLC (LAGUNA NIGUEL CA)
NY
03/04/2014 - 02/23/2015
ABG SECURITIES, LLC (NEW YORK NY)
CA
07/02/2009 - 04/09/2012
INTERNET SECURITIES (OAKLAND CA)
CA
01/05/2007 - 07/02/2007
PACIFIC ADVISORY GROUP OF AMERICA, LLC (LOS ANGELES CA)
CA
01/01/2005 - 05/30/2007
SUTTER SECURITIES INCORPORATED (IRVINE CA)
CA
06/06/2000 - 05/19/2004
SUTTER SECURITIES INCORPORATED (IRVINE CA)
CA
06/23/1999 - 11/26/1999
PARTHENON L.P. (SAN FRANCISCO CA)
CA
05/10/1993 - 04/25/1999
OFFROAD SECURITIES, INC. (SAN FRANCISCO CA)
BC
Issued 02/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/1993
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/10/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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