Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles William Corey has been in the financial services industry since 1983. Charles is currently registered with Raymond James & Associates, Inc. in Chattanooga, TN and has been with the firm since 2007. Previously, Charles worked with Morgan Keegan & Company, Inc., UBS Financial Services Inc. and J.C. Bradford & Co. Charles has been a registered investment advisor representative since 2007 and holds the Series 63, Series 65, Series 7 and SIE licenses. Charles is also registered to provide securities services in a variety of states, including Alabama, Florida, Georgia, Kentucky, Maryland, Massachusetts, Minnesota, New Jersey, North Carolina, Ohio, Pennsylvania, and Tennessee. Charles has a long history of experience in the financial services industry and is committed to providing excellent service to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
05/14/2007 - Present
Raymond James & Associates, Inc. (CHATTANOOGA TN)
TN
02/16/2006 - 05/03/2007
MORGAN KEEGAN & COMPANY, INC. (CHATTANOOGA TN)
NJ
08/14/2000 - 03/13/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
06/22/1983 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 10/03/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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