Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles William Chapman is a securities professional with a focus on providing investment guidance and services. Charles is registered with Fidelity Brokerage Services LLC and has successfully passed the Series 7TO, Series 63, and SIE exams. Charles is licensed to conduct business in 53 states and has a wide-ranging background in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
01/03/2024 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 01/17/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/03/2024
Series 7TO - General Securities Representative Examination
BC
Issued 11/03/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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