Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles William Brown has been in the financial services industry since 1992 and is currently registered with Cetera Investment Services LLC. Charles is licensed to provide investment advice and sell securities in several states, including Florida, Georgia, Massachusetts, Nevada, New York, and Pennsylvania. Previously, Charles was associated with Lincoln Financial Advisors Corporation and AXA Advisors, LLC. Charles holds the Series 6, Series 7, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
11/07/2022 - Present
Cetera Investment Services LLC (TAMPA FL)
FL
01/20/2015 - 11/11/2022
LINCOLN FINANCIAL ADVISORS CORPORATION (DEERFEILD BEACH FL)
FL
01/10/2012 - 01/23/2015
AXA ADVISORS, LLC (BOCA RATON FL)
FL
03/26/2010 - 01/09/2012
LINCOLN FINANCIAL ADVISORS CORPORATION (DEERFIELD BEACH FL)
FL
04/28/1992 - 04/09/2010
METLIFE SECURITIES INC. (BOCA RATON FL)
FL
04/28/1992 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (BOCA RATON FL)
BC
Issued 04/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/27/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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