Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles William Bracken has been in the financial services industry since December 27, 1988. Charles is currently a registered representative with Wells Fargo Advisors Financial Network, LLC, holding Series 7, Series 24, Series 63, and Series 65 licenses. Charles specializes in providing investment consulting services to institutional clients, as well as financial planning and pension consulting services. Charles has a strong track record of working with high-net-worth individuals, businesses, and pension plans. Charles has been associated with Wells Fargo Advisors, LLC since January 2010 and with Wells Fargo Clearing Services, LLC since November 2016. Prior to his current role, Charles was a registered representative with Citigroup Global Markets Inc. and Citicorp Investment Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
02/06/2025 - Present
Wells Fargo Advisors Financial Network, LLC (COLLEGEVILLE PA)
NY
05/29/2007 - 01/21/2010
CITIGROUP GLOBAL MARKETS INC. (HARRISON NY)
NY
06/01/1992 - 05/29/2007
CITICORP INVESTMENT SERVICES (WHITE PLAINS NY)
NA
11/01/1994 - 07/13/1995
FINANCIAL HORIZONS SECURITIES CORPORATION
NA
09/25/1990 - 06/01/1992
CITICORP FINANCIAL SERVICES,INC.
NA
04/18/1990 - 10/03/1990
LANDMARK BROKERAGE SERVICES, INC.
NY
12/20/1988 - 04/09/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 06/18/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/12/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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