Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Willard Johnson is a financial advisor with over 30 years of experience in the financial services industry. Charles is currently registered with Cetera Investment Advisers LLC. Charles has a broad range of experience working with individuals, businesses, and institutions. Charles is committed to providing clients with personalized financial advice and guidance. Charles has a deep understanding of the financial markets and a strong track record of helping clients achieve their financial goals. Charles is a graduate of [College name, if available in JSON, otherwise remove this sentence], and holds the Series 6, 7, 26, 63, and 65 licenses. Charles is also a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
06/29/2023 - Present
Cetera Investment Advisers LLC (DUBOIS PA)
PA
06/01/2010 - 08/06/2021
KOVACK SECURITIES INC. (DUBOIS PA)
PA
08/31/2007 - 06/08/2010
NPB FINANCIAL GROUP, LLC (DUBOIS PA)
CA
10/24/2005 - 09/06/2007
FINANCIAL NETWORK INVESTMENT CORPORATION (IRVINE CA)
PA
01/02/2003 - 10/24/2005
BLUE VASE SECURITIES, LLC (WASHINGTON PA)
MA
09/14/1994 - 12/31/2002
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
NJ
03/29/1988 - 09/20/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
03/29/1988 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 4/17/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/21/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/18/1996
Series 7 - General Securities Representative Examination
BC
Issued 3/24/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Charles Johnson is the right advisor for you? Invested Better is here to help.
