Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Wamsley is a financial advisor in GREENWOOD VILLAGE, CO. Charles has been in the financial services industry since 1997. Charles is a registered representative with Empower Advisory Group, LLC and previously was registered with FIDELITY BROKERAGE SERVICES LLC. The firm has a total of 746 investment advisor representatives, licensed agents, and registered representatives. Empower Advisory Group, LLC specializes in providing financial planning and portfolio management for individuals. The firm also provides educational seminars for clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
12/01/2021 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
KY
12/02/1997 - 07/09/2021
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
NJ
04/07/1997 - 07/17/1997
FIRST INVESTORS CORPORATION (EDISON NJ)
BOTH
Issued 12/29/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/12/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/03/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Charles Wamsley is the right advisor for you? Invested Better is here to help.
