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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Whitney Redman is a financial advisor with UBS Financial Services Inc. in Portland, Maine. Charles has been in the financial industry since 1993 and has a wide range of experience in the field. Charles has worked with McDonald Investments Inc., KEY INVESTMENTS INC., COMMONWEALTH EQUITY SERVICES, INC. and KEY BROKERAGE COMPANY, INC. in the past. He holds a number of licenses and certifications, including Series 7, Series 10, Series 9, Series 53 and Series 24. Charles specializes in portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
ME
02/09/2007 - Present
UBS Financial Services Inc. (PORTLAND ME)
ME
05/14/1999 - 02/09/2007
MCDONALD INVESTMENTS INC. (PORTLAND ME)
OH
02/24/1997 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
MA
01/20/1995 - 03/05/1997
COMMONWEALTH EQUITY SERVICES, INC. (WALTHAM MA)
OH
12/08/1993 - 01/27/1995
KEY BROKERAGE COMPANY, INC. (CLEVELAND OH)
NY
07/26/1991 - 05/05/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 04/28/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/03/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/29/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/28/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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