Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Wesley Munro is a financial advisor with over 40 years of experience in the financial services industry. Charles is currently registered with J.P. Morgan Securities LLC as a Registered Representative. Charles has worked with a number of firms over the years including B. Riley Wealth Management, Stifel, Nicolaus & Company, Incorporated, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., PaineWebber Incorporated, Shearson Lehman Hutton Inc., E. F. Hutton & Company Inc, and Blyth Eastman Dillon & Co. Incorporated. Charles holds Series 1, 7TO, 63, and 65 licenses. Charles has a passion for helping people achieve their financial goals and believes in providing personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
11/14/2022 - Present
J.p. Morgan Securities LLC (Chicago IL)
IL
11/15/2016 - 08/22/2022
B. RILEY WEALTH MANAGEMENT (Chicago IL)
IL
01/18/2011 - 11/09/2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CHICAGO IL)
IL
06/01/2009 - 01/27/2011
MORGAN STANLEY SMITH BARNEY (CHICAGO IL)
IL
10/16/1992 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
NJ
05/25/1990 - 10/22/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
03/22/1988 - 06/13/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
11/30/1976 - 01/07/1988
E. F. HUTTON & COMPANY INC
NA
11/01/1974 - 12/10/1976
BLYTH EASTMAN DILLON & CO. INCORPORATED
IA
Issued 09/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1977
PC - AMEX Put and Call Exam
BC
Issued 10/23/1974
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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