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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Conkling is a financial advisor with Cetera Investment Advisers LLC. Charles has been working in the financial services industry since 2010. Charles has a wide range of experience in financial planning, portfolio management, and investment services. Charles is registered with the state of North Carolina as both a broker-dealer and an investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
03/21/2023 - Present
Cetera Investment Advisers LLC (CHARLOTTE NC)
NC
12/18/2018 - 04/21/2022
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
03/03/2015 - 11/01/2018
PNC INVESTMENTS (CHARLOTTE NC)
NC
08/12/2013 - 02/17/2015
METLIFE INVESTORS DISTRIBUTION COMPANY (CHARLOTTE NC)
NC
11/04/2010 - 08/06/2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (HICKORY NC)
IA
Issued 6/4/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/23/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/2/2016
Series 7 - General Securities Representative Examination
BC
Issued 11/3/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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