Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Wesley Conkling is an Investment Advisor Representative at Cetera Investment Advisers LLC in Charlotte, NC. Charles Wesley Conkling has over 11 years of experience in the financial services industry. Prior to joining Cetera Investment Advisers LLC, Charles Wesley Conkling was employed by Wells Fargo Clearing Services, LLC in Charlotte, NC, PNC Investments in Charlotte, NC, MetLife Investors Distribution Company in Charlotte, NC and Northwestern Mutual Investment Services, LLC in Hickory, NC. Charles Wesley Conkling holds the Series 6, Series 7, Series 63 and Series 65 securities licenses. Charles Wesley Conkling is also registered as an Investment Advisor Representative in North Carolina. Charles Wesley Conkling has experience providing investment advice to individuals, corporations and other businesses, pension and profit-sharing plans, charitable organizations, state or municipal government entities, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
03/21/2023 - Present
Cetera Investment Advisers LLC (CHARLOTTE NC)
NC
12/18/2018 - 04/21/2022
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
03/03/2015 - 11/01/2018
PNC INVESTMENTS (CHARLOTTE NC)
NC
08/12/2013 - 02/17/2015
METLIFE INVESTORS DISTRIBUTION COMPANY (CHARLOTTE NC)
NC
11/04/2010 - 08/06/2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (HICKORY NC)
IA
Issued 06/04/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2016
Series 7 - General Securities Representative Examination
BC
Issued 11/03/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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