Unclaimed
Charles Byrge is a financial advisor with Harpeth Securities, LLC based in Nashville, TN. Charles has been in the financial services industry since September 18, 1994. His current firm is located at 424 Church Street, Suite 2900, Nashville, TN 37219-2334. Charles is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 24, 63, 79TO, and SIE licenses. Charles has also passed the Compliance Officer Examination. Charles previously worked at FTN Financial Securities Corp, FTN Midwest Securities Corp, SunTrust Equitable Securities, Morgan Keegan & Company, Inc, NationsBanc Capital Markets, Inc, and NationsBanc Investments, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
02/06/2006 - Present
Harpeth Securities, LLC (NASHVILLE TN)
TN
06/20/2001 - 07/05/2005
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
OH
01/28/2004 - 05/02/2005
FTN MIDWEST SECURITIES CORP. (CLEVELAND OH)
GA
09/30/1997 - 07/02/2001
SUNTRUST EQUITABLE SECURITIES (ATLANTA GA)
TN
09/26/1995 - 08/29/1997
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NY
08/12/1994 - 06/27/1995
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
MA
12/07/1993 - 08/30/1994
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
NY
10/18/1993 - 12/08/1993
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
BC
Issued 05/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 06/12/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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