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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Wayne Mobley is an investment advisor representative with Cetera Investment Advisers LLC. Charles is a licensed investment advisor representative in Georgia. Charles has over 38 years of experience in the financial services industry. Charles has held previous positions at VOYA FINANCIAL ADVISORS, INC., INVEST FINANCIAL CORPORATION, BB&T INVESTMENT SERVICES, INC., UBS PAINEWEBBER INC., J.C. BRADFORD & CO., AMERICAN FRONTEER FINANCIAL CORPORATION, F.N. WOLF & CO., INC., SHERWOOD CAPITAL, INC., and FIRST JERSEY SECURITIES, INC. Charles specializes in providing financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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GA
03/30/2023 - Present
Cetera Investment Advisers LLC (GRIFFIN GA)
GA
09/01/2006 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (MCDONOUGH GA)
GA
03/09/2004 - 09/06/2006
INVEST FINANCIAL CORPORATION (CONYERS GA)
NC
03/27/2001 - 02/19/2004
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NJ
08/14/2000 - 03/13/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
05/21/1999 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
CO
06/29/1994 - 06/17/1999
AMERICAN FRONTEER FINANCIAL CORPORATION (DENVER CO)
NA
05/16/1988 - 07/06/1994
F.N. WOLF & CO., INC.
NA
02/02/1987 - 05/18/1988
SHERWOOD CAPITAL, INC.
NA
06/18/1985 - 01/31/1987
FIRST JERSEY SECURITIES, INC.
IA
Issued 12/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/27/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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