Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Mobley is a financial advisor at Cetera Investment Advisers LLC with over 38 years of experience in the financial services industry. Charles has a strong background in helping clients achieve their financial goals through a variety of investment strategies and financial planning services. Charles has a proven track record of success and is committed to providing his clients with personalized attention and guidance. Charles is registered with the state of Georgia as both a Broker and Investment Advisor representative. Charles is also registered with FINRA and has a Series 7, 24, and 63 licenses. He specializes in working with high-net-worth individuals, corporations, and charitable organizations. In addition to his experience in the financial services industry, Charles is also a successful entrepreneur and business owner. He is a strong advocate for his community and is actively involved in a number of civic and charitable organizations.
GRIFFIN, GA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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GA
03/30/2023 - Present
Cetera Investment Advisers LLC (GRIFFIN GA)
GA
09/01/2006 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (MCDONOUGH GA)
GA
03/09/2004 - 09/06/2006
INVEST FINANCIAL CORPORATION (CONYERS GA)
NC
03/27/2001 - 02/19/2004
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NJ
08/14/2000 - 03/13/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
05/21/1999 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
CO
06/29/1994 - 06/17/1999
AMERICAN FRONTEER FINANCIAL CORPORATION (DENVER CO)
NA
05/16/1988 - 07/06/1994
F.N. WOLF & CO., INC.
NA
02/02/1987 - 05/18/1988
SHERWOOD CAPITAL, INC.
NA
06/18/1985 - 01/31/1987
FIRST JERSEY SECURITIES, INC.
IA
Issued 12/2/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/27/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/17/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/15/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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