Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Wart is a financial advisor who has been registered with the Financial Industry Regulatory Authority (FINRA) since July 26, 2011. Charles is currently employed by Paychex Securities Corp. and is registered with the Securities and Exchange Commission (SEC) as a broker-dealer. Charles holds the following securities licenses: Series 6, Series 63, and SIE. Charles is also registered to sell securities in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/26/2011 - Present
Paychex Securities Corp. (WEST HENRIETTA NY)
BC
Issued 04/14/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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