Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Walter Johnson is a financial professional with over 40 years of experience in the industry. Charles is currently registered with J.v.b. Financial Group, LLC, and has a strong track record of success in providing investment advice and services to clients. Charles has worked for several other firms over the years, including JVB Financial Group, LLC, Sal Financial Services, Inc., First Union Securities Financial Network, Inc., JWGenesis Securities, Inc., JW Charles Securities, Inc., PaineWebber Incorporated, Dean Witter Reynolds Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
01/31/2014 - Present
J.v.b. Financial Group, LLC (BOCA RATON FL)
FL
05/23/2001 - 01/31/2014
JVB FINANCIAL GROUP, LLC (BOCA RATON FL)
AL
04/24/2001 - 06/20/2001
SAL FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
MO
06/14/1999 - 04/27/2001
FIRST UNION SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)
FL
01/03/1994 - 11/16/1999
JWGENESIS SECURITIES, INC. (BOCA RATON FL)
FL
07/30/1990 - 01/03/1994
JW CHARLES SECURITIES, INC. (BOCA RATON FL)
NJ
12/11/1984 - 08/02/1990
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
12/19/1978 - 12/27/1984
DEAN WITTER REYNOLDS INC.
NA
09/26/1978 - 02/09/1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
09/01/1976 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 06/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/20/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/1987
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/16/1981
Series 12 - NYSE Branch Manager Examination
BC
Issued 05/15/1981
Series 24 - General Securities Principal Examination
BC
Issued 03/28/1981
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/1987
Series 15 - Foreign Currency Options Examination
BC
Issued 10/27/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 08/21/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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