Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles W Seigler, JR is a financial advisor at Prospera Financial Services, Inc. He has been in the financial services industry since December 2004. Charles Seigler is a Certified Financial Planner and is registered in 15 states including California, Florida, Georgia, Kansas, Massachusetts, New York, North Carolina, Ohio, South Carolina, Texas, Virginia, West Virginia, and Wisconsin. Charles Seigler is also registered with FINRA and is a member of the Securities Industry and Financial Markets Association (SIFMA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
TX
01/11/2016 - Present
Prospera Financial Services, Inc. (DALLAS TX)
NC
11/11/2008 - 01/12/2016
CAPITAL GUARDIAN, LLC (CHARLOTTE NC)
NC
10/18/2005 - 11/07/2008
MML INVESTORS SERVICES, INC. (CHARLOTTE NC)
NY
11/10/2004 - 09/16/2005
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
IA
Issued 03/01/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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