Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Sudduth is a financial advisor with Raymond James Financial Services Advisors, Inc. located in Memphis, TN. Charles has been working in the financial services industry since 2009 and is registered to provide investment advice in several states. In addition to his role with Raymond James, Charles is also an officer and Vice President at Guaranty Bank & Trust, and is associated with their financial services and investment corporation, Guaranty Financial Services and Guaranty Investment Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TN
07/12/2021 - Present
Raymond James Financial Services Advisors, Inc. (Memphis TN)
MS
08/02/2012 - 07/14/2021
LPL FINANCIAL LLC (GREENVILLE MS)
TN
12/15/2009 - 07/30/2012
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
09/02/2009 - 10/01/2009
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BOTH
Issued 11/20/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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