Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Schaaf is an investment professional with over 35 years of experience in the financial services industry. Charles is currently registered with Ameriprise Financial Services, LLC and has been in this role since June 2018. Prior to this, Charles was registered with Investment Professionals, Inc. from August 1998 to September 2018. Charles holds a Series 6, 7, 22, 24, 27, 63, 65, 99TO and SIE license. Charles provides asset allocation services, financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AR
01/04/2019 - Present
Ameriprise Financial Services, LLC (Batesville AR)
AR
08/05/1998 - 09/25/2018
INVESTMENT PROFESSIONALS, INC. (BATESVILLE AR)
MA
01/01/1998 - 08/11/1998
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
NA
10/15/1997 - 01/01/1998
NATIONSSECURITIES
AR
06/21/1991 - 10/15/1997
BOATMEN'S INVESTMENT SERVICES OF ARKANSAS, INC. (LITTLE ROCK AR)
MO
06/17/1996 - 12/31/1996
BOATMEN'S INVESTMENT SERVICES, INC. (ST. LOUIS MO)
TN
02/16/1990 - 12/21/1992
INVESTCO SECURITIES, INC. (MEMPHIS TN)
NA
03/06/1989 - 03/20/1989
METROPOLITAN FINANCIAL CORPORATION
NA
02/08/1988 - 02/17/1989
PROGRESSIVE RESOURCES, INC.
NA
11/26/1984 - 02/08/1988
METROPOLITAN FINANCIAL CORPORATION
NA
09/06/1983 - 07/05/1984
FSC SECURITIES CORPORATION
NA
01/25/1983 - 09/20/1983
AMERICAN GENERAL CAPITAL PLANNING, INC.
IA
Issued 06/12/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/07/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/1988
Series 27 - Financial and Operations Principal Examination
BC
Issued 06/30/1986
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
BC
Issued 06/21/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/24/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Charles Schaaf is the right advisor for you? Invested Better is here to help.
