Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Cha is an investment advisor representative registered with Osaic Wealth, Inc. Charles has been in the financial services industry for over 27 years and has worked with clients in Monterey, CA. Charles is also an insurance agent and owner of CHA FINANCIAL, where Charles offers fixed insurance sales and life, health, disability, and other types of insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/19/2024 - Present
Osaic Wealth, Inc. (MONTEREY CA)
CA
03/01/2019 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (MONTEREY CA)
CA
09/13/2012 - 03/01/2019
QUESTAR CAPITAL CORPORATION (MONTEREY CA)
CA
12/13/2011 - 09/25/2012
WOODBURY FINANCIAL SERVICES, INC. (MONTEREY CA)
IL
06/11/2003 - 12/15/2011
AXA ADVISORS, LLC (DEERFIELD IL)
MO
01/27/2003 - 06/06/2003
SAXONY SECURITIES, INC. (ST. LOUIS MO)
MA
05/16/2000 - 12/20/2002
SAFECO INVESTMENT SERVICES, INC. (BOSTON MA)
AZ
10/31/1996 - 05/31/2000
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
IA
Issued 09/11/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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