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Charles Vonzell Scott

Nylife Securities LLC

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About Charles Vonzell Scott

Charles Vonzell Scott is a registered representative with Nylife Securities LLC. Charles is located in SOUTHFIELD, MI and has been in the industry for 1 year. Charles holds the Series 6, Series 63, Series 99 and SIE licenses.

Firm Information

Charles Scott is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charles Scott’s Registration & Firm History

MI

11/17/2023 - Present

Nylife Securities LLC (SOUTHFIELD MI)

MI

12/08/2022 - 10/07/2023

J.P. MORGAN SECURITIES LLC (BLOOMFIELD HILLS MI)

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Licenses & Designations

BC

Issued 01/25/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/26/2023

Series 99TO - Operations Professional Examination

BC

Issued 12/07/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/18/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Charles Vonzell Scott. Review regulatory record here.
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