Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Vincent Glennon is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc., working in the Greenwich, CT office. Charles has been in the securities industry since March 19, 1986. Charles has worked at UBS Financial Services Inc. and Prudential Securities Incorporated in previous roles. Charles has a wide range of experience and is registered in numerous states. Charles specializes in portfolio management for individuals and businesses. Charles provides a wide range of advisory services including financial planning, performance measurement reports, pension consulting, and allocation modeling.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
01/03/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREENWICH CT)
CT
07/13/2001 - 08/21/2007
UBS FINANCIAL SERVICES INC. (STAMFORD CT)
NY
09/06/1986 - 11/20/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
06/07/1984 - 07/15/1985
CIBC WOOD GUNDY SECURITIES CORP.
BOTH
Issued 08/13/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/28/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/11/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1984
Series 41 - NYSE Allied Member Examination
BC
Issued 11/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Charles Glennon is the right advisor for you? Invested Better is here to help.
