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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Belfiori is an active registered investment advisor representative at Ameriprise Financial Services, LLC, a large financial services firm headquartered in Minneapolis, Minnesota. Charles has over 29 years of experience in the financial services industry. Charles's current registration dates back to April 2014, and he has held previous registrations with several other firms. Charles has experience working with a variety of clients, including individuals, high-net-worth individuals, trusts, and estates. Charles's specializations include portfolio management, financial planning, pension consulting, educational seminars, and publication of periodicals. Charles has obtained several industry certifications including Series 6, 7, 24, 27, 52, 53, 63, 65, and 99.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
04/17/2014 - Present
Ameriprise Financial Services, LLC (TROY MI)
MI
03/11/2004 - 04/16/2014
ROYAL ALLIANCE ASSOCIATES, INC. (ROCHESTER MI)
MI
08/15/2006 - 05/03/2007
INVESCOR WHOLESALE BD, INC. (BLOOMFIELD HILLS MI)
CT
05/28/1998 - 03/11/2004
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
MI
12/02/1997 - 06/02/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
MI
07/21/1995 - 11/04/1997
NORTH AMERICAN FINANCIAL GROUP, INC. (WARREN MI)
MA
05/29/1994 - 08/09/1995
PNMR SECURITIES, INC. (BOSTON MA)
MA
03/16/1992 - 04/06/1993
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
03/16/1992 - 04/06/1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 08/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/26/1996
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/31/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/1996
Series 7 - General Securities Representative Examination
BC
Issued 03/13/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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