Unclaimed
Charles Victor Podesta is a registered representative with Tradestation Securities, Inc. in Plantation, Florida. Charles has been in the securities industry since 2015 and holds various licenses and registrations, including Series 3, 4, 7, 24, 30, 34, 57, and 63. Charles is also a Registered Options Principal and a Branch Manager.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/10/2015 - Present
Tradestation Securities, Inc. (PLANTATION FL)
BC
Issued 08/07/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2016
Series 30 - NFA Branch Manager Examination
BC
Issued 06/15/2016
Series 4 - Registered Options Principal Examination
BC
Issued 01/22/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2018
Series 57 - Securities Trader Exam
BC
Issued 10/16/2015
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 09/18/2015
Series 3 - National Commodity Futures Examination
BC
Issued 07/10/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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