Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Vick is a financial professional with over 20 years of experience in the industry. Charles is currently registered with Natixis Securities Americas LLC. Previously, Charles was registered with BNP Paribas Securities Corp. and Goldman Sachs & Co. LLC. Charles is licensed to provide securities and advisory services in New York. Charles holds the Series 3, Series 7 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/06/2023 - Present
Natixis Securities Americas LLC (NEW YORK NY)
NY
02/06/2021 - 07/13/2023
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
10/03/2003 - 04/28/2020
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
04/27/1999 - 07/17/2001
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 10/06/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2003
Series 7 - General Securities Representative Examination
BC
Issued 09/25/2003
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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